Investment Charges - Henderson Opportunities Trust

  

Management Fee

The management agreement between the Company and Henderson provides for the payment of a composite management fee which is calculated and paid quarterly in arrears. The fee is calculated as a percentage of the value of the Company’s net chargeable assets as at the last day of each calendar quarter. (The net chargeable assets are defined as total assets less current liabilities before deducting prior charges; prior charges include any short term borrowings to be used for investment purposes).

The management fee is calculated as 0.60% per annum on the first £100 million of net chargeable assets and as 0.50% per annum thereafter.

Performance Fee

The performance fee is calculated as 15% of any outperformance of the benchmark, on a net asset value total return fully diluted basis, over the Company’s accounting year, subject to a limit on the total management fees payable in any one year of 1.65% of the average value of the net assets during the year.

No performance fee will be payable if on the last day of the Company’s accounting year the Company’s share price is lower than the share price as at the preceding year end. If on the last day of the Company’s accounting year the net asset value per share, calculated in accordance with the Company’s accounting policies, net of costs (including any performance fee), is equal to or lower than the net asset value per share as at the preceding year end, the performance fee payable will be restricted to such amount, if any, as will result in the net asset value per share being higher than the net asset value per share at the preceding year end.

Any underperformance relative to the benchmark or any unrewarded outperformance (for example, as a result of the cap), will be carried forward and set against any outperformance or underperformance respectively in subsequent years.

Ongoing Charges, excluding Performance Fee

Morningstar calculates all expenses for the financial year, consisting of management fees, performance fees, directors' fees, administration fees, custody fees, audit fees, marketing fees, loan interest, tax, restructuring costs and all other expenses given in the Statement of Total Return and notes in the Report and Financial Statements. They subtract performance fee, restructuring costs, transaction costs, compensation scheme expenses and trail commission then calculate the average daily net assets on a cum fair basis, then divide the total expenses by the average daily net assets and multiply the resulting figure by 100 to arrive at this ratio.

Please note, not all companies have yet adopted ‘ongoing charges’ as the methodology in their Annual Report and Financial Statements. This may mean there are differences between the charges shown on our factsheets and website and the TER shown in the Annual Report.

 

Other Investment Charges

Stamp Duty on Share Purchases

Stamp duty is a government tax on the purchase of shares and as investment trusts are listed companies, it is payable when buying their shares.

Rate

The current rate is 0.5% of the value of the purchase (also known as the ‘consideration’), not including any transaction or dealing charges which may be payable.

Payment

When using a share dealing service, the stamp duty charge will be added to the cost of your purchase (along with any trading charges or other levies) to give a ‘total net payable’. The share dealing service will then account for the tax to HMRC.

Sales

Stamp Duty is not payable on the sale of shares although other taxes may apply, for example Capital Gains Tax (CGT). Paying of CGT is dependent on a number of factors including your personal tax circumstances, the length of time you have held the shares, and the amount of the gains/losses you have made in a given tax year. 

Share Dealing Service

You can choose from a number of Share Dealing Services to buy and sell your investments.

Shares can usually be bought and sold by post, over the telephone or online. Online trading is significantly cheaper in comparison to other channels, although prices do vary from provider to provider. With most services you can choose to invest in one lump sum or provide set investments on a regular monthly basis. Henderson has a number of partners who provide services, or a full list can be found at www.apcims.co.uk