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Sales Charge Information

Applicable Sales Charge – Class A Shares


You can purchase Class A shares at the NAV per share plus an initial sales charge (referred to as the Offering Price). The sales charge
as a percentage of your investment decreases as the amount you invest increases. The current sales charge rates are as follows:


All Funds
Sales Charge* as Percentage of: Reallowance as a Percentage of the Offering Price 
Amount of Purchase Offering Price Net Amount Invested    
Less than $50,000 5.75% 6.10% 5.00%
$50,000 but
less than $100,000
4.75% 4.99% 4.50%
$100,000 but
less than $250,000
4.00% 4.17% 3.75%
$250,000 but
less than $500,000 
3.00% 3.09% 2.75%
$500,000 but
less than $1,000,000
2.20% 2.25% 1.95%
$1,000,000 or more  None**  None**  None*** 

* Because of rounding in the calculation of offering price, actual sales charges you pay may be more or less than those calculated using
these percentages.
** No initial sales charge applies on investments of $1 million or more. However, a CDSC of 1% is imposed on certain redemptions of such
investments within one year of purchase.
*** Brokers that initiate and are responsible for purchases of $1 million or more may receive a sales commission of up to 1.00% of the offering
price of Class A shares. Please note if a client or financial intermediary is unable to provide account verification on purchases receiving million
dollar breakpoints due to rights of accumulation, sales commissions will be forfeited. Purchases eligible for sales charge waivers as described
under “Sales Charge Waivers – Class A Shares” are not eligible for sales commissions on purchases of $1 million or more.

You may be eligible for reductions and waivers of sales charges. Sales charges may be reduced or waived under certain
circumstances and for certain groups. Information about reductions and waivers of sales charges is set forth below. You may consult
your broker or financial adviser or the Adviser for assistance.

Sales Charge Reductions – Class A Shares

You may qualify for reduced sales charges in the following cases:

  • Letter of Intent. If you intend to purchase at least $50,000 of Class A shares of a Fund, you may wish to complete the Letter
    of Intent section of your account application form. By doing so, you agree to invest a certain amount over a 13-month period. You
    would pay a sales charge on any Class A shares you purchase during the 13 months based on the total amount to be invested
    under the Letter of Intent. You can apply any investments you made in any of the Henderson Global Funds during the preceding
    90-day period toward fulfillment of the Letter of Intent (although there will be no refund of sales charges you paid during the 90-
    day period).
    You are not obligated to purchase the amount specified in the Letter of Intent. If you purchase less than the amount specified,
    however, you must pay the difference between the sales charge paid and the sales charge applicable to the purchases actually
    made. The Funds’ custodian will hold such amount in shares in escrow. The custodian will pay the escrowed funds to your
    account at the end of the 13 months unless you do not complete your intended investment.
  • Rights of Accumulation. The value of eligible accounts across all Henderson Global Funds maintained by you and each member
    of your immediate family may be combined with the value of your current purchase to obtain a lower sales charge for that
    purchase (according to the chart above). For purposes of obtaining a breakpoint discount, a member of your “immediate family”
    includes your spouse, parent, stepparent, legal guardian, children and/or stepchildren under age 21, father-in-law, mother-in-law
    and partnerships created through civil unions. Eligible accounts include:
    • Individual accounts
    • Joint accounts between the individuals described above
    • Certain fiduciary accounts
    • Single participant retirement plans
    • Solely controlled business accounts
    Fiduciary accounts include trust and estate accounts. Fiduciary accounts may be aggregated with the accounts described above
    so long as there are no beneficiaries other than you and members of your immediate family. In addition, a fiduciary can count all
    shares purchased for a fiduciary account that may have multiple accounts and/or beneficiaries.
    For example, if you own Class A shares of the International Opportunities Fund that have an aggregate value of $100,000, and
    make an additional investment in Class A shares of the Fund of $4,000, the sales charge applicable to the additional investment
    would be 4.00%, rather than the 5.75% normally charged on a $4,000 purchase (sales load of each Fund will vary). Please contact
    your broker to establish a new account under Rights of Accumulation.

For purposes of determining whether you are eligible for a reduced Class A sales charge, investments will be valued at their current
offering price or the public offering price originally paid per share, whichever is higher. You should retain any records necessary to
substantiate the public offering price originally paid.

To receive a reduction in your Class A initial sales charge, you must let your financial adviser or shareholder services know at
the time you purchase shares that you qualify for such a reduction. You may be asked by your financial adviser or shareholder services
to provide account statements or other information regarding related accounts of you or your immediate family in order to verify your
eligibility for a reduced sales charge, including, where applicable, information about accounts opened with a different financial adviser.

Certain brokers or financial advisers may not offer these programs or may impose conditions or fees to use these programs. You should
consult with your broker or your financial adviser prior to purchasing a Fund’s shares.